Regulatory Disclosures
Access important regulatory documents and verify our credentials through official channels.
Important Regulatory Information
Falcone Sovereign Wealth Partners is a registered investment adviser with the U.S. Securities and Exchange Commission (SEC). Registration does not imply a certain level of skill or training. We encourage all prospective and current clients to review our regulatory filings and verify our credentials through the official resources provided below.
Our Form ADV Part 2A brochure provides detailed information about our business practices, fees, conflicts of interest, disciplinary history, and other important disclosures required by the SEC.
Last Updated: January 2026
Our Form ADV Part 2B brochure supplement provides information about the educational background, business experience, and disciplinary history of our key investment advisory personnel.
Last Updated: January 2026
Verify Our Credentials
Registration Status
Falcone Sovereign Wealth Partners is registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser under the Investment Advisers Act of 1940. Our principal place of business is located at 500 Financial Plaza, Suite 500, Miami, FL 33131. We are also registered in the State of Florida and other jurisdictions where required.
Fiduciary Duty
As a registered investment adviser, we are held to a fiduciary standard, which means we are legally and ethically obligated to act in your best interest at all times. We must provide investment advice that is suitable for you based on your financial situation, investment objectives, and risk tolerance.
Privacy Policy
We are committed to protecting your personal and financial information in accordance with SEC Regulation S-P and other applicable privacy laws. For detailed information about how we collect, use, and protect your data, please review our Privacy Policy.
Complaint Resolution
If you have a complaint or concern about our services, please contact our Compliance Department at [email protected] or (929) 288-0310. You may also file a complaint with the SEC's Office of Investor Education and Advocacy at www.sec.gov/oiea or FINRA's Investor Complaint Center.
Contact Our Compliance Team
Falcone Sovereign Wealth Partners - Compliance Department
500 Financial Plaza, Suite 500
Miami, FL 33131
Email: [email protected]
Phone: (929) 288-0310
Disclaimer: The information provided on this page is for informational purposes only and does not constitute investment advice or an offer to buy or sell any securities. Past performance is not indicative of future results. All investments involve risk, including the possible loss of principal. Please read our Form ADV Part 2A and other disclosure documents carefully before making any investment decisions. Securities offered through third-party broker-dealers. Falcone Sovereign Wealth Partners is not a broker-dealer.