Privacy Policy

1. Introduction

Falcone Sovereign Wealth Partners ("Aegis," "we," "us," or "our") is a Florida-registered investment management company committed to protecting the privacy and security of your personal and financial information. This Privacy Policy describes how we collect, use, disclose, and safeguard your information when you visit our website, use our services, or interact with us in any capacity.

By accessing or using our services, you acknowledge that you have read, understood, and agree to be bound by this Privacy Policy. If you do not agree with the terms of this Privacy Policy, please do not access or use our services.

2. Information We Collect

2.1 Personal Information

We collect personal information that you voluntarily provide to us when you register for an account, express interest in our services, or otherwise contact us. This information may include your name, email address, mailing address, telephone number, date of birth, Social Security number, employment information, income and net worth details, investment objectives, risk tolerance, and financial account information.

2.2 Financial Information

To provide investment management services, we collect detailed financial information including bank account numbers, brokerage account details, investment holdings, transaction history, tax identification numbers, and other financial data necessary to manage your portfolio and comply with regulatory requirements.

2.3 Automatically Collected Information

When you access our website or client portal, we automatically collect certain information about your device, including your IP address, browser type, operating system, access times, pages viewed, and the pages you visited before navigating to our website. We use cookies, web beacons, and similar tracking technologies to collect this information.

3. How We Use Your Information

We use the information we collect for the following purposes:

• To provide, maintain, and improve our investment management services
• To process transactions and manage your investment accounts
• To communicate with you about your account, investments, and our services
• To comply with legal and regulatory obligations, including anti-money laundering (AML) and Know Your Customer (KYC) requirements
• To detect, prevent, and address fraud, security issues, and technical problems
• To provide customer support and respond to your inquiries
• To send you marketing communications about our services (with your consent where required)
• To analyze usage patterns and improve our website and services

4. Information Sharing and Disclosure

We do not sell, rent, or trade your personal information to third parties. We may share your information in the following circumstances:

4.1 Service Providers

We may share your information with third-party service providers who perform services on our behalf, including custodians, broker-dealers, technology providers, payment processors, data analytics providers, and professional advisors (attorneys, accountants, auditors). These service providers are contractually obligated to protect your information and use it only for the purposes for which it was disclosed.

4.2 Legal Requirements

We may disclose your information if required to do so by law or in response to valid requests by public authorities, including to meet national security or law enforcement requirements. This includes compliance with subpoenas, court orders, or legal processes, as well as to protect our rights, property, or safety, or that of our clients or others.

4.3 Business Transfers

In the event of a merger, acquisition, reorganization, bankruptcy, or sale of all or a portion of our assets, your information may be transferred to the acquiring entity, subject to the same privacy protections outlined in this Privacy Policy.

5. Data Security

We implement appropriate technical and organizational security measures designed to protect your personal and financial information from unauthorized access, disclosure, alteration, and destruction. These measures include encryption of data in transit and at rest, secure socket layer (SSL) technology, firewalls, access controls, regular security assessments, and employee training on data protection practices.

However, no method of transmission over the Internet or electronic storage is completely secure. While we strive to use commercially acceptable means to protect your information, we cannot guarantee its absolute security. You are responsible for maintaining the confidentiality of your account credentials and for any activities that occur under your account.

6. Your Privacy Rights

Depending on your location and applicable law, you may have certain rights regarding your personal information, including the right to access, correct, update, or request deletion of your personal information; the right to object to or restrict certain processing of your information; the right to data portability; and the right to withdraw consent where we rely on your consent to process your information.

To exercise these rights, please contact us using the information provided in Section 11. We will respond to your request in accordance with applicable law. Please note that certain information may be exempt from such requests under applicable law, particularly information we are required to retain for regulatory compliance purposes.

7. Regulatory Compliance

As a registered investment adviser, Falcone Sovereign Wealth Partners is subject to regulation by the U.S. Securities and Exchange Commission (SEC) and must comply with the Investment Advisers Act of 1940, Regulation S-P (Privacy of Consumer Financial Information), and other applicable federal and state laws governing the privacy and security of client information.

We maintain comprehensive written policies and procedures designed to protect client records and information, and we conduct regular reviews and updates to ensure ongoing compliance with evolving regulatory requirements.

8. Retention of Information

We retain your personal and financial information for as long as necessary to fulfill the purposes outlined in this Privacy Policy, unless a longer retention period is required or permitted by law. In general, we retain client records for at least seven years following the termination of our advisory relationship, in accordance with SEC recordkeeping requirements under Rule 204-2 of the Investment Advisers Act.

9. Third-Party Websites

Our website may contain links to third-party websites and services that are not operated by us. If you click on a third-party link, you will be directed to that third party's site. We strongly advise you to review the privacy policy of every site you visit. We have no control over and assume no responsibility for the content, privacy policies, or practices of any third-party sites or services.

10. Changes to This Privacy Policy

We may update this Privacy Policy from time to time to reflect changes in our practices, technology, legal requirements, or other factors. We will notify you of any material changes by posting the updated Privacy Policy on our website and updating the "Last Updated" date. We encourage you to review this Privacy Policy periodically to stay informed about how we are protecting your information.

11. Contact Us

If you have any questions, concerns, or requests regarding this Privacy Policy or our privacy practices, please contact us at: