Terms of Service

1. Acceptance of Terms

These Terms of Service ("Terms") constitute a legally binding agreement between you and Falcone Sovereign Wealth Partners, a Florida-registered investment adviser ("Aegis," "we," "us," or "our"). By accessing or using our website, services, or client portal, you acknowledge that you have read, understood, and agree to be bound by these Terms and our Privacy Policy.

If you do not agree to these Terms, you must not access or use our services. We reserve the right to modify these Terms at any time, and your continued use of our services following any changes constitutes your acceptance of the modified Terms.

2. Services Provided

Falcone Sovereign Wealth Partners provides investment advisory services, including portfolio management, financial planning, and investment consulting. Our services are provided pursuant to separate written investment advisory agreements that set forth the specific terms, conditions, fees, and scope of services applicable to each client relationship.

The information provided on our website is for informational purposes only and does not constitute investment advice, a recommendation, or an offer to buy or sell any securities. Any investment decisions should be made only after consulting with your financial advisor and conducting your own research and due diligence.

3. Eligibility and Account Registration

To use our services, you must be at least 18 years of age and have the legal capacity to enter into binding contracts. By registering for an account, you represent and warrant that all information you provide is accurate, current, and complete, and you agree to maintain and promptly update your information to keep it accurate and current.

You are responsible for maintaining the confidentiality of your account credentials and for all activities that occur under your account. You agree to immediately notify us of any unauthorized use of your account or any other breach of security.

4. Investment Risks and Disclaimers

4.1 General Investment Risks

INVESTING INVOLVES RISK, INCLUDING THE POSSIBLE LOSS OF PRINCIPAL. Past performance is not indicative of future results. No investment strategy or risk management technique can guarantee returns or eliminate risk in all market environments. The value of investments and the income derived from them can go down as well as up, and you may not recover the amount originally invested.

4.2 Market Risks

Securities markets are subject to volatility and can decline significantly in response to adverse economic, political, regulatory, or market developments. Different types of investments involve varying degrees of risk, including market risk, interest rate risk, credit risk, liquidity risk, currency risk, and concentration risk.

4.3 Specific Fund Risks

Our investment strategies, including the America First Dividend Fund and Rare Earth Materials Fund, involve specific risks. Dividend-paying stocks may reduce or eliminate dividend payments during economic downturns. Investments in rare earth materials and related industries are subject to commodity price volatility, geopolitical risks, supply chain disruptions, regulatory changes, and technological obsolescence.

4.4 No Guarantee of Performance

We do not guarantee any specific level of performance, the success of any investment strategy, or that your investment objectives will be achieved. Projected, estimated, or targeted returns are hypothetical in nature and may not reflect actual future performance. All investment decisions are made at your own risk.

5. Fees and Compensation

Our fees for investment advisory services are set forth in our Form ADV Part 2A (our "Brochure") and in your individual investment advisory agreement. Fees are typically calculated as a percentage of assets under management and are billed quarterly in advance or arrears, as specified in your agreement.

In addition to our advisory fees, you may incur other costs and expenses, including but not limited to brokerage commissions, transaction fees, custodial fees, mutual fund expenses, ETF expenses, and other third-party charges. These fees are separate from and in addition to our advisory fees.

6. Regulatory Compliance and Disclosures

Falcone Sovereign Wealth Partners is registered as an investment adviser with the U.S. Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940. Registration does not imply a certain level of skill or training. Our Form ADV, which contains important information about our business practices, fees, conflicts of interest, and disciplinary history, is available on the SEC's Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov) or upon request.

We are subject to the fiduciary duty standard under federal and Florida state law, which requires us to act in your best interest and to provide investment advice that is suitable for you based on your financial situation, investment objectives, and risk tolerance.

7. Intellectual Property Rights

All content on our website and client portal, including text, graphics, logos, images, software, and data compilations, is the property of Falcone Sovereign Wealth Partners or its licensors and is protected by U.S. and international copyright, trademark, and other intellectual property laws.

You may not reproduce, distribute, modify, create derivative works of, publicly display, republish, download, store, or transmit any material from our website without our prior written consent, except for your personal, non-commercial use.

8. Prohibited Uses

You agree not to use our website or services for any unlawful purpose or in any way that violates these Terms. Prohibited activities include, but are not limited to:

• Attempting to gain unauthorized access to our systems, accounts, or data
• Interfering with or disrupting the operation of our website or services
• Transmitting viruses, malware, or other harmful code
• Engaging in any fraudulent, deceptive, or manipulative activities
• Violating any applicable laws, regulations, or third-party rights
• Using automated systems or software to extract data from our website ("scraping")
• Impersonating any person or entity or misrepresenting your affiliation with any person or entity

9. Limitation of Liability

TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, FALCONE SOVEREIGN WEALTH PARTNERS, ITS OFFICERS, DIRECTORS, EMPLOYEES, AGENTS, AND AFFILIATES SHALL NOT BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, OR PUNITIVE DAMAGES, OR ANY LOSS OF PROFITS, REVENUE, DATA, OR USE, ARISING OUT OF OR RELATED TO YOUR USE OF OUR SERVICES, WHETHER BASED ON WARRANTY, CONTRACT, TORT (INCLUDING NEGLIGENCE), OR ANY OTHER LEGAL THEORY, EVEN IF WE HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

Our total liability to you for any claims arising out of or related to these Terms or our services shall not exceed the amount of fees paid by you to us during the twelve (12) months preceding the event giving rise to the liability.

10. Indemnification

You agree to indemnify, defend, and hold harmless Falcone Sovereign Wealth Partners and its officers, directors, employees, agents, and affiliates from and against any claims, liabilities, damages, losses, costs, or expenses (including reasonable attorneys' fees) arising out of or related to your use of our services, your violation of these Terms, or your violation of any rights of another party.

11. Dispute Resolution and Arbitration

Any dispute, controversy, or claim arising out of or relating to these Terms or our services shall be resolved through binding arbitration in accordance with the rules of the Financial Industry Regulatory Authority (FINRA) or the American Arbitration Association (AAA), as applicable. The arbitration shall be conducted in Miami, Florida, and judgment on the arbitration award may be entered in any court having jurisdiction.

You agree to waive any right to a jury trial or to participate in a class action lawsuit. This arbitration provision does not preclude you from bringing issues to the attention of federal, state, or local agencies, including the SEC.

12. Governing Law and Jurisdiction

These Terms shall be governed by and construed in accordance with the laws of the State of Florida and the federal laws of the United States, without regard to conflict of law principles. Any legal action or proceeding arising out of or related to these Terms (other than arbitrable disputes) shall be brought exclusively in the federal or state courts located in Miami-Dade County, Florida.

13. Termination

Either party may terminate the advisory relationship at any time, with or without cause, upon written notice to the other party. Termination of services shall be governed by the terms of your investment advisory agreement. Upon termination, you will be responsible for all fees and expenses incurred up to the effective date of termination.

We reserve the right to suspend or terminate your access to our website or services immediately, without prior notice or liability, if you breach these Terms or engage in any conduct that we determine, in our sole discretion, to be inappropriate or harmful.

14. Severability

If any provision of these Terms is found to be invalid, illegal, or unenforceable, the remaining provisions shall continue in full force and effect. The invalid, illegal, or unenforceable provision shall be modified to the extent necessary to make it valid, legal, and enforceable while preserving its intent, or if such modification is not possible, shall be severed from these Terms.

15. Entire Agreement

These Terms, together with our Privacy Policy and any investment advisory agreement you have entered into with us, constitute the entire agreement between you and Falcone Sovereign Wealth Partners regarding your use of our services and supersede all prior or contemporaneous understandings and agreements, whether written or oral.

16. Contact Information

If you have any questions or concerns regarding these Terms of Service, please contact us at: